SLUICE
WorkControl towerRelationshipsMaintenanceReview & submitClientsSetupImportPinnedNIGO
Open account
HP
Harbor Point WealthClearing · Northgate Clearing

In Good Order, the first time.

SLUICE
WorkControl towerRelationshipsMaintenanceReview & submitClientsSetupImportPinnedNIGO
Open account
HP
Harbor Point WealthClearing · Northgate Clearing

In Good Order, the first time.

NIGO

Rosa for Leo — Custodial · The Bautista Household · Custodial · Northgate Clearing
Open in reviewFA
1 issue remaining.
NIGOReturned by Northgate Clearing · custodian Rosa Bautista · advisor Will Hartigan
1open issue to resolve
1Review

The custodian returned the package with a one-line reason. Sluice ran the same gate and structured it into the findings below, each with why it matters.

941 to review
Raw message from Northgate Clearing Simulated

Free text, as the custodian sends it. It says what failed, not where or why.

Rejected: funding instructions missing.
The application did not say how the account will be funded. Please resubmit with funding instructions.
What Sluice found

The engine's structured findings: the field, the rule and the reason.

  • No funding source selected.The custodian has to know how the first money arrives before the account can be opened.

Findings

No funding source selected.

The custodian has to know how the first money arrives before the account can be opened.

Regulatory· Funding source

Fix it where it lives: open Rosa for Leo — Custodial in the review gate. This board re-checks the moment the account changes.